OFFICE
OF JUSTICE PROGRAMS, BUREAU OF JUSTICE ASSISTANCE, DEPARTMENT OF JUSTICE
AUTHORIZATION:
Local Law Enforcement Block
Grants Act of 1996, H.R. 728; Omnibus Fiscal Year 1997 Appropriations Act,
Public Law 104- 208; Appropriations Act of 1998, Public Law 105-119;
Department of Commerce, Justice, State, The Judiciary, and Related Agencies
Appropriations Act of 1999, Public Law 105-119; Department of Commerce,
Justice, State, The Judiciary, and Related Agencies Appropriations Act of
2000, Public Law 106-113; Department of Commerce, Justice, State, The
Judiciary, and Related Agencies Appropriations Act of 2001, Public Law 106-553.
To provide funds to units of
local government for the purposes of reducing crime and improving public
safety. Funds may be used for one or more of seven program purpose areas (See
Uses and Use Restrictions). Funds or a portion of funds allocated under this
title may also be used to contract with private, nonprofit entities or
community-based organizations to carry out the purposes of this Block Grants
Program. BJA will also make awards to states based on the allocation formula
specified in the legislation.
TYPES OF ASSISTANCE:
Formula Grants. Place Cursor Here for Definition
USES AND USE RESTRICTIONS:
Funds may be used for one or more of the following purpose areas: (1) Law
enforcement support for hiring, training, and employing on a continuing basis
new, additional law enforcement officers and necessary support personnel;
paying overtime to presently employed law enforcement officers and necessary
support personnel; and procuring equipment, technology, and other material
directly related to basic law enforcement functions; (2) Enhancing security
measures in and around schools, and in and around any other facility or
location that the unit of local government considers a special risk for
incidents of crime; (3) Establishing or supporting drug courts; (4) Enhancing
the adjudication of cases involving violent offenders, including cases
involving violent juvenile offenders. For the purposes of this program,
violent offender means a person charged with committing a Part I violent crime
under the Uniform Crime Reports; (5) Establishing a multijurisdictional task
force, particularly in rural areas, composed of law enforcement officials
representing units of local government; this task force will work with Federal
law enforcement officials to prevent and control crime; (6) Establishing crime
prevention programs involving cooperation between community residents and law
enforcement personnel to control, detect, or investigate crime or the
prosecution of criminals; and (7) Defraying the cost of indemnification
insurance for law enforcement officers. Units of local government may not
expend funds provided under the Block Grants Program to purchase, lease, rent,
or acquire any of the following: tanks or armored vehicles; fixed-wing
aircraft; limousines; real estate; yachts; consultants; and vehicles not
primarily used for law enforcement. In addition, Federal funds cannot be used
to supplant State or local funds, but instead to increase the amount of funds
that would be available otherwise from State and local sources.
Funding under this program is available to
units of local government within a state. A unit of local government is a town
or township, village, city, or county or recognized governing body of an Indian
tribe or Alaskan Native village that carries out substantial governmental duties
and powers. Each unit of local government must report Uniform Crime Report (UCR)
data so as to determine amounts of allocation. These data must reflect Part I
violent crimes, which are murder, aggravated assault, rape, and robbery, that
have been committed in each eligible jurisdiction. Data reported and vetted by
the FBI for the three previous years will be averaged and used to compute
allocations. The amount of the award is proportionate to each local
jurisdiction's average annual amount of Part I violent crimes compared to that
for all other local jurisdictions in the State. Further, for the purposes of
this Block Grants Program the Commonwealth of Puerto Rico shall be considered a
unit of local government as well as a State. In addition, each State will
receive a minimum award of 0.25 percent of the total amount available for
formula distribution under the Block Grants Program.
Beneficiary Eligibility:
States, units of local government, and U.S.
Territories.
Credentials/Documentation:
Applications for funding under the Block
Grants Program must also be submitted to the State Administrative Agency and the
State Single Point of Contact for review and comment at the time of application
submission to BJA. Each state and unit of local government applicant, by
completing the grant application, and by accepting a Block Grants award, agrees
to certify: (1) that a trust fund to deposit all Federal payments received under
the Block Grants Program has been established; (2) that prior to the obligation
of any funds received under the Block Grants Program, an advisory board that
includes representatives of groups with recognized interest in criminal justice
and crime or substance abuse prevention and treatment has been formed. The
advisory board must review the application for funding under the Block Grants
Program and it must be authorized to make non-binding recommendations to the
unit of local government for the use of funds received under this program; (3)
that at least one public hearing has been held regarding the proposed use of
block grants funds prior to the obligation of any funds received; (4) that the
funds required to pay the non-federal portion of the cost of each program will
be made available for expenditure during the grant period. This certification is
made by including the total match amount on the application form and providing a
certification; (5) that block grant funds and any interest deriving there from
within 24 months of the date of the initial payment are obligated and expended.
Any funds and interest that remain un-obligated or unexpended at the end of the
24 months from the date of initial payment shall be returned to BJA within 27
months of the initial payment; (6) that they will comply with nondiscrimination
requirements contained in various Federal laws. If funded, grantees must
acknowledge that failure to submit an acceptable Equal Employment Opportunity
Plan approved by the Office for Civil Rights is a violation of its certified
assurances and may result in the suspension of funding obligation authority; (7)
that persons employed by the recipient are eligible to work in the United
States; (8) that funds awarded will not be used to supplant state and/or local
funds that would otherwise be available for crime prevention and public safety;
(9) that they will provide such accounting, auditing, monitoring and evaluation
procedures as may be necessary, and keep such records as the Office of Justice
Programs may prescribe, to assure fiscal control, proper management and
efficient disbursement of Federal funds; (10) that priority will be given to
members of the Armed Forces who were separated or retired involuntarily due to
the reductions in the Department of Defense in the employment of persons as
additional law enforcement officers or support personnel; (11) that they have a
law in place which ensures that public safety officers who retire due to a
disability sustained in the line of duty receive the same or better health
insurance benefits as such officers received while on active duty. Failure to
provide such health benefits will result in the jurisdiction forfeiting 10
percent of their award. (12) that they will submit financial and progress
reports concerning the activities carried out with the Federal funds received
and will maintain and report such data and information as required; (13) that
they will adhere to the audit and financial management requirements set forth in
the Single Audit Act of 1984 and OMB Circular No. A-128, "Audits of State
and Local Governments"; (14) that the information in the application is
correct and that they will comply with all applicable provisions of the Omnibus
Fiscal Year 1996 Appropriations Act and other Federal laws, regulations, and
circulars. Costs will be determined in accordance with OMB Circular No. A-87 for
State and local governments; and, (15) that they will comply with requirements
under 28 CFR Part 69, "New Restrictions on Lobbying," and 28 CFR Part
67, "Government-Wide Debarment and Suspension (Non-procurement) and
Government-Wide Requirements for Drug-Free Workplace (Grants)."
None. This program is excluded from
coverage under E.O. 12372.
Application Procedure:
Applications are submitted by the Chief
Executive Officer of an eligible jurisdiction, or formal designee, via the
Internet-based Office of Justice Programs (OJP) Grants Management System (GMS)
at www.ojp.usdoj.gov. On-line submission of an application represents legal
binding acceptance of the terms of the application. For further information
about the LLEBG portion of the OJP GMS, call the OJP GMS Hotline at
1-888-549-9901; or access the BJA home page at www.ojp.usdoj.gov/BJA. For
general information about the LLEBG Program, contact the U.S. Department of
Justice Response Center at 1-800-421-6770.
Award Procedure:
An award is granted by the Director of the Bureau of
Justice Assistance, Office of Justice Programs via the Internet-based Grants
Management System. The award must be accepted on-line by the CEO of the state or
local applicant with assurance of compliance with standard and special
conditions of the grant award. Once the grantee has completed the Request for
Drawdown phase of the on-line system, BJA then deposits award funds into
recipient trust funds for the purpose specified in the application.
Deadlines:
The fiscal year 2000 application period was August 24,
2000, and was extended through October 20, 2000. The fiscal year 2001
application period ended August 22, 2001. BJA processed FY 2001 awards by
September 30, 2001.
Range of Approval/Disapproval Time:
Approximately 10 weeks.
Appeals:
None.
Renewals:
Awards are for 2 years from the date of initial payment. If
additional funding for the Block Grants Program is allocated by Congress,
applications can be submitted annually.
ASSISTANCE CONSIDERATIONS:
Formula and Matching Requirements:
The Federal funds provided under a
grant for the Block Grants Program may not exceed 90 percent of the total costs
of a program. The applicant's matching share must be in the form of cash. The
amount of the required match can be computed by calculating one-ninth of the
Federal portion of program costs. For example, if $90,000 of Federal funds is
requested, this amount multiplied by 1/9th requires a local entity to match it
with $10,000. The Federal amount ($90,000) plus the match ($10,000) should be
combined to equal the total program proposal cost. The matching requirement is
only applicable to the amount of the Federal award, not any interest or income
derived therefrom. The applicant must certify as part of its application that
the funds required to pay the nonfederal portion of the cost of each program
will be made available for expenditure during the grant period. This
certification is made by including the total match amount on the application
form and signing the certified assurances document. Regardless of the source of
match, it must be expended during the period of the Block Grant. All grantees
must maintain records that clearly show the source, the amount, and the timing
of all matching contributions. There is no waiver provision for the match.
Allowable sources of the match include funds from the following: (1) States and
local units of government; (2) Housing and Community Development Act of 1974;
(3) Appalachian Regional Development Act; (4) Equitable Sharing Program (Federal
asset forfeiture distributions to State and local officials); and (5) private
funds.
Length and Time Phasing of Assistance:
The unit of local government
must obligate and expend block grants funds and any interest deriving therefrom
within 24 months of the date of the initial payment. The funds are awarded as a
lump sum. Any funds and interest that remain unobligated at the end of the 24
months from the date of initial payment shall be returned to BJA within 27
months of the initial payment.
POST ASSISTANCE REQUIREMENTS:
Reports:
Recipients of funding are required to submit semi-annual
progress reports for the remainder of the grant period. A final report is due 90
days after the end date of the grant. All reports will be completed via the
Internet. Required financial status reports (SF 269A) are due quarterly on the
45th day following the end of each calendar quarter. A report must be submitted
for every quarter the award is active.
Audits:
All organizations that expend financial assistance of $300,000
or more in any fiscal year must have a single audit for that year in accordance
with OMB Circular No. A-133, as amended, and as stated in award special
conditions. In accordance with the provisions of OMB Circular No. A-133
(Revised, June 24, 1997), "Audits of States, Local Governments, and
Non-Profit Organizations," non-federal entities that expend financial
assistance of $300,000 or more in Federal awards will have a single or a
program-specific audit conducted for that year. Non-federal entities that expend
less than $300,000 a year in Federal awards are exempt from Federal audit
requirements for that year, except as noted in Circular No. A-133.
Records:
Financial records, supporting documents, statistical records,
and all other records pertinent to a grant shall be retained for a period of at
least three years after the grant has been closed or until an audit has been
conducted that does not show any questionable costs.
FINANCIAL INFORMATION:
Account Identification:
15-0404-0-1-754.
Obligations:
(Grants) FY 01 $452,893,141; FY 02 est $423,431,947; and
FY 03 est $0.
Range and Average of Financial Assistance:
For fiscal year 2001,
$406,000,000 in LLEBG program funds was available for direct awards to units of
local government and territories. Awards are based on Uniform Crime Report data
for each jurisdiction. Direct award amounts range from a minimum of $10,000
upward to over twenty-five million based on formula calculations. The fiscal
year 2002 formula awards availability has not been determined.
In fiscal year 2001, more than 3,300 awards were approved by BJA. In addition,
this program supports and is supported by a number of technical assistance
training and technology development grants and is the subject of a
comprehensive evaluation.
REGULATIONS, GUIDELINES, AND LITERATURE:
Office of Justice Programs Financial Guide, Local Law Enforcement Block Grants
Guidance available on-screen at www.ojp.usdoj.gov/bja.
INFORMATION CONTACTS:
Regional or Local Office:
None.
Headquarters Office:
Local Law Enforcement Block Grants Program,
Office of Justice Programs, Bureau of Justice Assistance, Department of Justice,
810 Seventh Street, NW., Washington, DC 20531. Telephone: (202) 305-2088.
Web Site Address:
www.usdoj.gov/bja.
EXAMPLES OF FUNDED PROJECTS:
Potential projects include, but are not limited to: (A) partnerships between
community organizations and local law enforcement agencies to prevent crime in
business districts, on school grounds, and around high-risk areas such as
abortion clinics; (B) hiring of additional police officers and purchasing of
necessary equipment to increase the effectiveness of police departments;
partnerships between social agencies and local law enforcement to combat
domestic violence and child abuse; and (C) development of computer systems
that allow fingerprint identification, the maintenance of criminal history
records, etc.
CRITERIA FOR SELECTING PROPOSALS:
The amounts awarded are proportionate to the State's average annual amount of
Part I violent crimes, compared to that for all other States for the three most
recent available calendar years of data from the Federal Bureau of
Investigation. Awards to units of local government will be proportionate to each
local jurisdiction's average annual amount of Part I violent crimes compared to
all other local jurisdictions in the State for the three most recent available
calendar years.