NATIONAL
OCEANIC AND ATMOSPHERIC AGENCY, NATIONAL MARINE FISHERIES SERVICE,
DEPARTMENT OF COMMERCE
AUTHORIZATION:
Fish
and Wildlife Coordination Act of 1956, 16 U.S.C. 661-666c; Department
of Commerce Appropriation Act of 1999; Public Law 103-211; Saltonstall-Kennedy
Act, 15 U.S.C. 713c-3(d).
To
provide grants and cooperative agreements for biological, economic,
sociological, public policy, and other research and administration
projects to benefit U.S. fisheries industries and contribute to
the economic and social welfare of the Nation; also, to award grants
and cooperative agreements to develop innovative approaches and
methods for ensuring the safety, quality and integrity of U.S. fishery
products; also, to provide funds to the five States bordering the
Gulf of Mexico, for projects or other measures designed to alleviate
the long-term effects of disasters on the Gulf's fishery resources
and associated habitat. To facilitate the administration, coordination
and implementation of the research activities of the Cooperative
Institute for Fisheries Molecular Biology (FISHTEC). The goal of
FISHTEC is to develop, test, and apply new technology in molecular
biology for use in management of commercial and recreational marine
fisheries. Emphasis of the research program is placed on development
of molecular genetics techniques to identify and evaluate the status
of fish stocks/populations subject to fishing pressure and/or environmental
impacts. To support the implementation of community-based demonstration
projects in the U.S. western Pacific that promote the development
of fishery-related industries and the economic self-sufficiency
of native Pacific islanders and communities.
TYPES
OF ASSISTANCE:
Project Grants. Place Cursor Here for Definition
USES
AND USE RESTRICTIONS:
Funds
can be used by recipients to support a wide variety of research
and management activities for high- priority marine and estuarine
resources, especially for species and/or their habitat currently
under, or proposed for future Federal or interjurisdictional management.
ELIGIBILITY
REQUIREMENTS:
Applicant
Eligibility: Eligible applicants for assistance
include State and local governments, including their universities
and colleges; U.S. territorial agencies; Federal and State-recognized
Indian Tribal governments; private universities and colleges; private
profit and nonprofit research and conservation organizations and/or
individuals.
Beneficiary
Eligibility: This program benefits Federal,
State, and interstate marine resource conservation and management
agencies; U.S. and foreign commercial and recreational fishing
industries; conservation organizations, academic institutions;
international and Indian Tribal treaties; private and public research
groups; consumers; and the general public.
Credentials/Documentation:
Applicants are required to satisfy all DOC/NOAA standards and
regulations, including routine and special terms and conditions,
for financial assistance programs application and conduct.
Pre-application
Coordination: The standard application forms
as furnished by the agency. Depending on the Authorization, some
elements of this program are covered by E.O. 12372.
Application
Procedure: Submission of an application on
Standard Form 424, including all required certifications, to the
appropriate National Marine Fisheries Service (NMFS) regional
director, science and research director, or office director. This
program is subject to the provisions of 15 CFR Part 24 (Uniform
Administrative Requirements for Grants and Cooperative Agreements
to State and Local Governments), and OMB Circular No. A-110 (Grants
and Agreements with Institutions of Higher Education, Hospitals,
and other Nonprofit Organizations. NOAA reserves the right to
withhold the awarding of a grant or cooperative agreement to any
individual or organization delinquent on a debt to the Federal
government until payment is made or satisfactory arrangements
are made with the agency to whom the debt is owed.
Award
Procedure: Proposals are initially evaluated
by the pertinent NMFS office/region/science center, or their component
laboratories, and are subject to review for technical merit, soundness
of design, competency of the applicant to perform the proposed
work, potential contribution of the project to national or regional
goals, and appropriateness and reasonableness of proposed costs.
Projects recommended for funding will be submitted to the NOAA
Grants Management Division for review and approval.
Deadlines:
Project applications must be received by the receiving NMFS office
at least 90 days before the requested start date of the project.
Range
of Approval/Disapproval Time: Approval time
is expected to range for 90 to 120 days, which includes processing
of the award through the NMFS, NOAA and DOC financial assistance
procedures.
Appeals:
None.
Renewals:
Grants and cooperative agreements are approved on an annual basis,
but may be continued beyond the first segment, subject to approved
time frame and scope of work, satisfactory progress, and availability
of funds. Renewal of an award to increase funding, extend the
period of an award to increase funding, or extend the period of
performance is at the total discretion of the Department.
ASSISTANCE
CONSIDERATIONS:
Formula
and Matching Requirements: This program has
no statutory formula. Projects are funded at up to 100 percent of
the Federal share. Depending upon the Authorization, grantee matching
contributions may be required.
Length
and Time Phasing of Assistance: Awards are
normally for a 12 month period. In some instances, award periods
may extend beyond 12 months, or may be completed in less than
12 months. Award funds must be spent in the indicated budget period
and are expended in accordance with DOC/NOAA finance and reporting
procedures. NMFS award funds are normally released to the recipient
upon request, from NOAA Vendor Express, Financial Assistance Disbursement
System, FADS.
POST
ASSISTANCE REQUIREMENTS:
Reports:
Reports are due in accordance with the terms and conditions of the
award. The Department's financial assistance standard terms and
conditions generally require that financial and performance reports
be submitted semi annually. Progress reports summarize work accomplished
and explain situations where expected work has not been completed.
Audits:
In accordance with the provisions of OMB Circular No. A- 133 (Revised,
June 24, 1997), recipients that are States, Local Governments,
Nonprofit Organizations (to include Hospitals), and Institutions
of Higher Learning shall be subject to the audit requirements
contained in the Single Audit Act Amendments of 1996 (31 U.S.C.
7501-7507). Commercial organizations shall be subject to the audit
requirements as stipulated in the award document.
Records:
Generally, a recipient is required to retain records relating
to a particular grant for three (3) years from the date of submission
of the final financial report. In cases where litigation, claim
or an audit is initiated prior to expiration of the three-year
period, records must be retained until the action and resolution
of any issues associated with it are complete or until the end
of the three- year retention period; whichever is latest.
FINANCIAL
INFORMATION:
Account
Identification: 13-1450-0-1-306.
Obligations:
(Grants and Cooperative Agreements) FY 01 $500,000; FY 02 est
$0; and FY 03 est $1,000,000.
Range
and Average of Financial Assistance:
$50,000 to $150,000. Average: $100,000.
Southeast: Restoration of the bay scallop in Florida - an integrated
approach to stock enhancement and evaluation of benefit; Mississippi's
shellfish restoration and enhancement project; Monitoring the impact
of environmental perturbations on commercial fishermen; Commercial
fishing obstruction removal program; Restoration and research of
Alabama marine fisheries affected by natural disaster. Develop methods
to restore Louisiana oyster habitat by recycling oyster shell and
comparing alternative cultch materials for restoring oyster reefs.
REGULATIONS,
GUIDELINES, AND LITERATURE:
Costs will be determined in accordance with OMB Circular Nos. A-21
for Institutions of Higher Education, A-87 for State and Local Governments,
and with A-122 for Nonprofit Organizations. Grants management will
be in accordance with provisions of OMB Circular No. A-110 for Institutions
of Higher Education and Other Nonprofit Organizations and with 15
CFR Part 24 for State and Local Governments.
INFORMATION
CONTACTS:
Regional
or Local Office: Alaska: Peter Jones, NMFS,
Alaska Regional Office, P.O. Box 12668, Juneau, AK 99802. Telephone:
(907) 586-7280. Email: peter.d.jones@noaa.gov. Northeast: Harold
C. Mears, Director, State, Federal, and Constituent Programs Office,
National Marine Fisheries Service, Northeast Region, One Blackburn
Drive, Gloucester, MA 01930-2298. Telephone: (978)281-9243. Fax:
(978) 281- 9117. Email: Grants.Information@noaa.gov. Northwest:
Kevin Ford, National Marine Fisheries Service, Northwest Region,
7600 Sand Point Way NE., Seattle, WA 98115. Telephone: (206) 526-6115.
Fax: (206) 526- 4461. Email: Kevin.Ford@noaa.gov. Southeast: Jeff
Brown, State/Federal Liaison Office, Southeast Regional Office,
9721 Executive Center Drive N., St. Petersburg, FL 33702. Telephone:
(727) 570-5324. Fax: (727) 570-5364. Email: jeff.brown@noaa.gov.
Southwest: Patricia J. Donley, Federal Program Officer, 501 W. Ocean
Blvd., Suite 4200, Long Beach, CA 90802. Telephone: (562) 980-4033.
Fax: (562) 980-4047. Email: pat.donley@noaa.gov. PIAO: Mr. Kelvin
Char, Program Analyst, 1601 Kapiolani Blvd, Suite 1110, Honolulu,
HI 96814. Telephone: (808)973- 2935x213. Fax: (808)973-2941. Email:
Kelvin.Char@noaa.gov.
Headquarters
Office: JoAnna Grable, Management and Administration
Division, National Marine Fisheries Service, 1315 East-West Highway,
Silver Spring, MD 20910. Telephone: (301) 713-1364. Use the same
number for FTS. Fax: (301) 713-2258. Email: joanna.grable@noaa.gov.
Web
Site Address: http://www.noaa.gov
Southeast:
http://caldera.sero.nmfs.gov/grants/programs/industry.htm
EXAMPLES
OF FUNDED PROJECTS:
Southeast: Funded research to restore bay scallops in Florida through
stock enhancement and funded projects to eradicate exotic plants
from shorelines to reduce beach erosion. Provided funds to restore
oyster beds in Louisiana, Mississippi, and Alabama that were damaged
as a result of hurricanes and flooding. Funded removal of underwater
obstacles to navigation and fishing that were left after hurricanes.
PIAO: Support outreach and education programs of a native Hawaiian
and Samoa service organization (Alu Like) to promote interests in
careers in marine fisheries and other related disciplines and employment
opportunities. Disseminate information and provide training opportunities
that prepare native Pacific islanders for potential recruitment
as certified NMFS fisheries observers.
CRITERIA
FOR SELECTING PROPOSALS:
Proposals may be selected from several sources, e.g., unsolicited
proposals, Congressionally-mandated projects, applications received
as a result of notices published in the Federal Register. Recipients
and sub recipients are subject to all applicable Federal laws and
Federal and Departmental policies, regulations, and procedures applicable
to Federal financial assistance awards.